Financial Planner Client Intake Form

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A financial planner client intake form is a type of questionnaire that gathers information about clients before they meet with a financial planner. The purpose of the form is to communicate the client’s financial situation by providing income sources, expenses, debts, insurance policies, etc. The data gathered is the foundation upon which the planner provides their financial advice.

Financial Planner Client Intake Form

A financial planner client intake form is a type of questionnaire that gathers information about clients before they meet with a financial planner. The purpose of the form is to communicate the client’s financial situation by providing income sources, expenses, debts, insurance policies, etc. The data gathered is the foundation upon which the planner provides their financial advice.

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Last updated September 30th, 2024

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A financial planner client intake form is a type of questionnaire that gathers information about clients before they meet with a financial planner. The purpose of the form is to communicate the client’s financial situation by providing income sources, expenses, debts, insurance policies, etc. The data gathered is the foundation upon which the planner provides their financial advice.

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Common Uses

A client questionnaire for financial planning can be used for any of the following reasons:

  • Retirement planning
  • Estate planning
  • Tax planning
  • Investment management
  • College tuition preparation
  • Monthly and annual budgeting

Essential Financial Information

Assets

The intake form should include an asset report that details the client’s net worth and the resources available to them. Assets include investments, real estate, savings accounts, and any other valuable possessions or holdings they may have.

Income & Expenses

The client’s income and expenses allow the planner to gauge their potential to save, invest, and attain their financial goals. This assessment also helps prepare a realistic budget and can pinpoint areas that may require adjustments.

Debt

Clients will be asked to list their mortgages, loans, credit card debt, and other financial commitments. These details are crucial to understanding the client’s obligations and overall financial health.

Retirement Goals

By understanding the client’s desired retirement age and lifestyle expectations, the planner can develop a suitable savings and investment strategy.

Children & Dependents

The planner will want a list of any children and other dependents. Family information plays an important role in financial planning, as clients may wish to set money aside for college tuition and other educational expenses.